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Changing
Your Current Broker/Dealers Business Activities or Product Mix
NASD members who wish to change their current business activities
or product mix, may request to change or amend their original membership
agreement by filing for a Membership Agreement Change (MAC). Depending
on your specific needs, we can personally guide you through the entire
process, provide you with a comprehensive do-it-yourself program,
or merely provide guidance on an "as needed" basis.
As former NASD regulators, we specialize in all areas of the Membership
Agreement Change, including:
Applying for a Application Change
Understanding the rules and rational
Gathering the required documents
Adhering to application timelines & deadlines
Membership interview
Decision criteria
Factors in determining a decision
We make
the Membership Agreement Change process less intimidating and efficient,
saving you time and money. For more information regarding our Membership
Agreement Change services, please contact us at 818-386-6900. |
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