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FINOP
Corner
The InvestmentCare Consulting Group FINOP Corner section will provide you with
the most current NASD rules and regulations and more importantly how
to apply these rules to your everyday "real world" business situations
for the following:
Annual Audits
FOCUS
Net Capital
Reserve Formula
Subordinated Debt/SDN's
For more
information regarding our online compliance program, please contact
us at 818-386-6900. |
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