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FINOP Corner

The InvestmentCare Consulting Group FINOP Corner section will provide you with the most current NASD rules and regulations and more importantly how to apply these rules to your everyday "real world" business situations for the following:
  • Annual Audits
  • FOCUS
  • Net Capital
  • Reserve Formula
  • Subordinated Debt/SDN's
  • For more information regarding our online compliance program, please contact us at 818-386-6900.

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