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 Membership Application Services The InvestmentCare Consulting Group NASD Member Application Services section will provide you with a comprehensive do-it-yourself program for the following: NASD members who wish to change their current business activities or product mix, may request to change or amend their original membership agreement by filing for a Membership Agreement Change (MAC). Our online compliance program will provide you with a step-by-step guide make the Membership Agreement Change process less intimidating and efficient, saving you time and money. Whether a member firm encounters a merger, acquisition, or a restructure of equity ownership, certain regulatory steps need to be taken to ensure proper notification and approval. An NASD member firm that wishes to change its existing ownership, control, or operations, must first file for a continuance in membership with the NASD. Our online compliance program will provide you with a step-by-step guide allowing you to efficiently manage the Continuance Membership Agreement process and avoid undue costs. Establishing a new broker/dealer can be an exciting, and rewarding time. The registration process, however, can be complex, confusing and a time sensitive task. Our online compliance program will provide you with a step-by-step guide so you can effectively maneuver your way through the New Membership Application process. |