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Trader's Desk


The InvestmentCare Consulting Group Trader's Desk section will provide you with the most current NASD rules and regulations and more importantly how to apply these rules to your everyday "real world" business situations for the following:
  • Best Execution
  • Order Audit Trail (OATS)
  • Order Handling
  • Short Sales
  • Trade Reporting
  • For more information regarding our online compliance program, please contact us at 818-386-6900.

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