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Trader's Desk
The InvestmentCare Consulting Group Trader's Desk section will provide you with
the most current NASD rules and regulations and more importantly how
to apply these rules to your everyday "real world" business situations
for the following:
Best Execution
Order Audit Trail (OATS)
Order Handling
Short Sales
Trade Reporting
For more
information regarding our online compliance program, please contact
us at 818-386-6900. |
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