|
After choosing a membership plan, continue to follow the instructions
through the signup process.
Payment
methods:
 
Company Check
Money Order
|
|
|
|
ONLINE MEMBERSHIP ENROLLMENT
FORM
InvestmentCare Consulting Group offers a wide variety of securities
compliance services to the broker/dealer. In order to
provide the most efficient and customized services that
fit your needs, please complete our brief Online Membership
Enrollment form to begin the enrollment process.
|
|
|
SERVICES AVAILABLE TO CHOOSE FROM*
NOTE:
You will be given the opportunity
to choose your services
upon the activation of your
account.
Membership Applications
FINOP Corner
Trader's Desk
Supervisors Compliance Officers
Interactive Supervisory Procedures
Online Audit Review
SERVICES THAT ARE COMPLIMENTARY
Online Consultative Q & A
Compliance Research Services
|
CHARTER*
All
Services
2 Hrs Online Consultation**
|
PREMIUM*
(4)
Services
1 Hr Online Consultation**
|
ADVANTAGE*
(2) Services
30 min. Online Consultation**
|
| * |
The
terms of these membership plans shall be for a period
of six (6) months from effective date of enrollment.
|
|
**Additional
Online Consultative Q&A
|
|
Charter
Plan
|
$75/
per hour
|
|
Premium
Plan
|
$90/
per hour
|
|
Advantage
Plan
|
$110/
per hour
|
|
Note:
The Charter, Premium and Advantage membership plans
include free limited compliance research services. The
above chart lists consultative service fees beyond those
complementary services offered in the afformentioned
plans.
|
|
|
|
|