InvestmentCare Consulting Group is dedicated to providing efficient means to accessing accurate information in the areas of securities compliance, regulatory guidelines, solicitation and disclosure requirements, investor education and protection. More specifically, we offer broker/dealer services which focus on securities consulting and compliance research to include NASD/SEC/MSRB/PCX/AMEX/PHX/CBOE/NYSE rule citations, Supervisory Procedures and audit reviews.

We also offer individual investor services which focus on investor education and awareness of investment guidelines and broker/dealer requirements for a better understanding of the regulatory process.