INDIVIDUAL INVESTOR QUESTIONS: As an Individual Investor, why should I consider using InvestmentCare Consulting Group? How do I become a Member As an Individual Investor? As an Individual Investor, why should I consider using InvestmentCare Consulting Group? InvestmentCare Consulting Group is the easiest and most effective way to access information for all of your securities industry related questions. Whether you are new to investing or a seasoned investor, InvesmentCare Consulting Group will provide the research, guidance and solutions necessary to inform and educate you on the intricate details of securities compliance and regulation before and after the trade. We offer proactive measures to educate the investor before the trade and we are also there to provide support and guidance in the event you encounter an investment problem. Additionally, InvestmentCare Consulting Group provides the individual investor with personalized services such as securities research and consultative services, investor education, NASD/SEC rule citation, operational guidelines, solicitation requirements, investor complaint/arbitration process, and a general Q&A forum for investor inquiries. How do I become a Member As an Individual Investor? The Individual Investor has the choice of two different enrollment plans for accessing the consulting and research services of InvestmentCare Consulting Group. The first enrollment plan (Annual Plan) begins with an annual membership that includes access to our Compliance Newsletter; Individual Investor assistance on NASD/SEC rule citation, solicitation or disclosure procedures, regulatory guidelines, operational and compliance requirements. The second plan (Monthly Base Plan) begins with a month-to-month membership that is designed for investors to use on an "as needed" basis providing basic to specialized services based on a particular need. The costs associated with the Base Plan will be a service-based pricing system contingent upon the research level and complexity of the service. To become a member of InvestmentCare Consulting Group, an Individual Investor simply has to complete the brief membership form for access to all available resources that InvestmentCare Consulting Group has to offer. Becoming a member of InvestmentCare Consulting Group entitles you to a wealth of information such as investor education topics, access to our monthly newsletter, securities fraud awareness and general assistance with your most difficult investment questions on securities rules and regulations. Top

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