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Whether you work for a large or small broker/dealer, work at a branch office, or are an independent representative, there are very few resources available dedicated to protecting the rights of the registered representative. That is why InvestmentCare Consulting Group created an online membership plan devoted to the needs of the registered representative.

We provide registered representatives with the necessary tools to:

Avoid customer complaints

Understand your rights regarding the U4, U5, and U10

Prepare and strategize for license and registrations examinations

Become aware of the do's and don'ts of communicating via e-mail, bulletin boards, chat rooms, and websites

Start your own brokerage firm

Stay informed on the most current issues and topics

Best of all, we understand that you are in this business to earn a living. That is why we provide our services at a reasonable price point. For only $9.95, you will receive a one-year membership.

Formed by former NASD Regulators, our experience and expertise enable us to provide you with valuable information that may reduce customer complaints, and reduce costly mistakes, fines and censure. Well worth the cost of a yearly membership.