Whether you work for a large or small broker/dealer, work at a branch office,
or are an independent representative, there are very few resources available
dedicated to protecting the rights of the registered representative. That is why
InvestmentCare Consulting Group created an online membership plan devoted to the needs of the
We provide registered representatives with the necessary tools to:
Best of all, we understand that you are in this business to earn a living.
That is why we provide our services at a reasonable price point. For only $9.95,
you will receive a one-year membership.
- Avoid customer complaints
- Understand your rights regarding the U4, U5, and U10
- Prepare and strategize for license and registrations examinations
- Become aware of the do's and don'ts of communicating via e-mail, bulletin boards, chat rooms, and websites
- Start your own brokerage firm
- Stay informed on the most current issues and topics
Formed by former NASD Regulators, our experience and
expertise enable us to provide you with valuable information
that may reduce customer complaints, and reduce costly
mistakes, fines and censure. Well worth the cost of
a yearly membership.