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Membership Application Process (MAP)
The NASD Membership Application Process is the complicated task of starting a new NASD broker/dealer or the change of ownership of an existing broker/dealer. As former NASD regulators, we specialize in all areas of the New Membership Application Process including:

Applying for a new member application or change of ownership
Understanding the membership rules and regulations
Gathering the required documents
Adhering to application timelines & deadlines
Membership interview
Decision criteria
Factors in determining a decision

Our seasoned staff will explain the complex procedures and rational from an insider's perspective, and help you streamline the process and minimize wasted time and resources.